About Komply
Komply supports financial institutions and fintech companies in navigating the regulatory landscape when offering financial products and services to consumers and commercial entities. Komply specializes in the development of risk management programs for companies that want to push the envelope of financial technology innovation in an informed and responsible manner.
Komply's approach is understanding the intent of a law or regulation - what is protected, prevented, prohibited, or promoted - and guiding financial institutions and fintech companies through potential regulatory sink holes where current guidance hasn't kept pace with innovation. Komply works with companies to develop risk management programs that meet current legal and regulatory requirements, without stifling innovation.
Komply's founder, Kimberly Hebb, spent over 20 years with the Office of the Comptroller of the Currency beginning her career as a field examiner. She also served as policy specialist and the Director of Compliance Policy. After a successful government career, Kim recognized the risk management needs of a rapidly growing fintech industry. She served as the Chief Risk Officer for BillGO, Inc., and now, through Komply she supports growing fintech companies and financial institutions that wish to partner with fintechs.
Services
Risk Programs
Program Documentation
Program Documentation
Komply will work with your team to ensure your company has a risk management program that is tailored for your products, services, and clients, meets regulatory requirements and industry expectations, and tracks to your company's risk appetite. Services range from the review or development of core Compliance Management System components
Komply will work with your team to ensure your company has a risk management program that is tailored for your products, services, and clients, meets regulatory requirements and industry expectations, and tracks to your company's risk appetite. Services range from the review or development of core Compliance Management System components to the full development and implementation of an Enterprise Risk Governance Program.
Program Documentation
Program Documentation
Program Documentation
Need a review, gap analysis or development of risk management program documentation? Komply can provide feedback or develop specific program deliverables for your company including policies, procedures, and internal control assessments. Programs include:
- BSA/AML & OFAC
- Consumer Compliance
- Training
- Review & Audit
- Complaint Mgmt
- Change Mgmt
- Information Security
Training
Program Documentation
Due Diligence
Komply can provide effective and timely training for your staff, Board of Directors, or your clients in a variety of subjects that include BSA/AML, OFAC, Consumer Protection Laws & Regulations, Information Security and Risk Operations. Training materials cover legal and regulatory requirements and are tailored to your company's policies, processes, and risk appetite.
Due Diligence
Program Documentation
Due Diligence
Whether you need a third-party solution to meet internal or external compliance needs or hire key personnel, Komply can assist in the due diligence and vetting process to ensure success and compatibility with your company's current needs and growth goals.